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Addressing diversity through farmer participatory variety testing and dissemination approach: a case study of chaite rice in the western hills of Nepal
Préc. Document(s) 24 de 38 Suivant
.D. Joshi, R.B. Rana, M. Subedi, K.B. Kadayat, and B.R. Sthapit

Abstract: Promising Chaite (spring rice) rice varieties were randomly distributed among rice growers of 20 villages in the Western Hills of Nepal in 1991 through the Informal Research and Development (IRD) program of Lumle Agricultural Research Centre (LARC). The objective was to enhance decentralized selection of exotic varieties to specific niches and to meet the needs of farmers and thereby strengthen the varietal diversification process.

A survey conducted during June 1993 showed that all rice entries included in the study were adopted (at different locations) but that the varietal choice varied between the locations, indicating the need for varietal diversification.

Some 37% of respondents were growing the rice entries distributed through the IRD program and a further 57% were aware of these varieties and have asked for seed from the grower farmers. Pre-released varieties of Chaite rice were found spreading in the villages with food-balance and food-surplus farmers contributing most to the process. The farmers' network of information and seed exchange can be a very strong and cost-effective means of disseminating varieties and hence should be used in the process along with other grassroot-level institutions. Farmers use a combination of criteria such as early maturity, medium to tall plant height, easy threshability with high yield, good cooking quality and taste while assessing a rice variety. The major contribution of the IRD program has been the development of locally adapted varieties through the farmer participatory approach. It also offers the benefit of new genetic material to the farmers 5-6 years in advance of the formal system and helps promote genetic diversity through farmer-to-farmer seed exchange. It has also influenced the outreach research programs and helped to reorient them onto a farmer participatory tract.

Introduction

The farming systems of the Nepalese hills are complex and there is an interdependence among crops, livestock and forest resources of the system. Superimposed upon this is great variation in topography and socioeconomic factors which has resulted in a diversity of farming systems. In order to address this diversity, any one variety or technology cannot necessarily be recommended for general production and this situation requires the generation of a basket of technologies to offer choice for the diverse conditions of the farming system (Joshi and Sthapit, 1990). In fact, developing technology through informal experimentation and the integration of new knowledge have always been an integral part of Nepalese hill farming systems. The majority of hill farmers are smallholders and agricultural practices are based on indigenous knowledge and resources, as a consequence helping to maintain diversity in the system. Diversification is aimed at minimizing risk and meeting the family needs, as the farmers of this category have a very low risk bearing capacity (CSS, 1990).

The formal research system in Nepal is organized along commodity-based programs. The research approaches used are too conventional and, in the case of food crops, it generally takes more than ten years for a promising variety to reach the stage of Farmers' Field Trial (FFT) and Minikit. It is an established fact that the formal research system is aiming for a few widely adapted crop varieties. Such varieties are generated in a limited number of research stations and under optimum growing environments through researcher-designed and managed experiments which may not be representative of the majority of domains in the country. Farmers cooperating in such experiments are little involved if at all, providing mostly the labor and ranking varieties in a standing crop (Kadayat et al., 1991). The active role of farmers in the technology generation, evaluation, selection and dissemination process is largely ignored (Haverkort, 1991), so is the diversity of farming systems. Low uptake of technologies developed through formal research is due to the lack of utilization of indigenous knowledge and socioeconomic issues while generating new technologies.

Agricultural research in Nepal is a relatively new. However, some of the achievements of modern agricultural development, such as the four-fold increase in the area under winter planted wheat, are noteworthy (Regmi, 1986). Yet the benefits of the majority of recent advances in agricultural technology are mainly limited to accessible areas. Disparity in the realization of the benefits of new technologies in Nepal does not only stem from the gap between smallholders and landlords, but also from the difference in the physiography of the country, infrastructure and institutional development, and level of education of the farmers. Nevertheless the issues of equity and remote areas have not been properly addressed by the formal research system so as to ensure that the gap between rich and poor does not increase.

The concept and evolution of Informal Research and Development

The Informal Research and Development (IRD) was started in 1989/90 to complement the formal varietal screening program. The idea is to make new genetic materials available to all the categories of farmers in a simpler way so as to address the diversity of hill farming systems and to assist the farmer participatory variety testing and dissemination process (see Joshi and Sthapit, 1990). The objectives of the program are to allow farmers to test and choose crop varieties according to their own needs, preferences and circumstances-- without the interventions of researchers-- and to help disseminate promising technologies through a farmer-to-farmer network while varieties are still at their most vigorous and potential stage. The approach also takes into account the indigenous knowledge systems and available resources of hill farming systems. These issues have been given limited scope in the formal research system which has found it difficult to sample the full range of climatic, social and economic conditions. Although the case study presented in this report is on Chaite2 rice, the IRD program covers almost all the mandate crop commodities of LARC, including some livestock technologies.

Methods of Informal Research and Development

The IRD program is conducted in different parts of the Research Command Area (RCA) of LARC, based on the suitability of crop species, need for diversification and the potential of the crop. The following steps are generally followed:

  1. The promising lines from advanced varietal trials or released varieties are selected and multiplied.

  2. Seed packets of 250-500 g, depending on the crop species, are prepared, along with a printed response card with information on the objective of IRD, name of crop and variety, seed rate, recommended domain and date of planting. The response card also seeks information on the performance, preference, seed retention and reasons for liking/disliking a particular crop variety.

  3. The number of varieties distributed in a village depends upon the nature of crop, availability of seed material and the diversity of the system.

  4. Seed packets are distributed in two ways. One, through the extension network of different districts; another by distributing materials during visits, Samuhik Bhraman, monitoring tours, or through campaigns and surveys by LARC staff. IRD sets are distributed free of cost and on a random basis. The names and addresses of farmers to whom distributions are made are recorded in order to facilitate subsequent monitoring.

  5. While distributing crop varieties, farmers are asked to decide themselves upon the exact terrace, aspect, altitude and time of planting, and the risk involved is also borne by them (Sthapit et al., 1991). In fact, farmers have complete freedom to set up the trials as appropriate to their own circumstances and methods, except that varieties should not be mixed either in the field or during or after post-harvest operations. The amounts of seed distributed are small and so the area under test ranges between 40-200 m per farmer, which allows for evaluation of the a genotype without threatening anyone's livelihood.

  6. Farmers are not consciously selected while distributing the IRD packets, in order to avoid socio-economic bias. The locations for distributing IRD materials are largely governed by major recommendation domains.

  7. The role of researchers/extensionist is to select appropriate materials, multiply and plan for distributing them and monitor crop varieties distributed under IRD.

  8. The IRD program is considered as one of the major activities of Outreach Research and now is conducted jointly by outreach researchers and extensionists, with the help of outreach site-based recorders.

  9. Regular monitoring was felt necessary both to know the suitability of technologies for different farmers with varying level of resources, socioeconomic and ethnic backgrounds and also to determine the effectiveness of the IRD program per se.

  10. Varietal testing, selection, maintenance and dissemination activities are all done by the farmers.

  11. As per the initial approach, it was envisaged that cooperator farmers would return the response card and, based on this, it would be easy to monitor the performance of crop varieties distributed under IRD. However, this did not work and now the approach has been modified, particularly for monitoring the farmers' point of view. Concerned researchers and extensionists are also now involved in monitoring the program.

Background to Chaite rice

Cultivation of spring-planted (February/March) Chaite rice in Nepal in addition to main-season planted (June-July) rice is relatively a new practice. The availability of early maturing and photo-insensitive rice varieties developed by the International Rice Research Institute (IRRI) and the improvement in irrigation facilities in the lower hills have increased the area of Chaite rice. Chaite rice has a high yield potential as it is less damaged by insect pests and diseases. It also utilizes production resources more efficiently as it receives more solar radiation than the summer-season rice crop. There is, however, a lack of varietal diversification, and the majority of area under the crop is grown to the single variety CH-45, which may be a potentially dangerous situation should there be any epidemic outbreaks of disease and/or insect pests (Joshi et al., 1993; Sthapit et al., 1990).

Methodology for monitoring of Chaite rice IRD

IRD on Chaite rice was initiated during the 1991 spring season, following the recommendation of the Chaite rice Samuhik Bhraman (Rapid Rural Appraisal) of 1990, with the objective of offering varietal choices for the crop and to enhance the varietal diversification process. A total of 1803 IRD packets of six early rice varieties were distributed covering 1803 household across in the low hill area (<1000 masl) of the Western Development Region of Nepal (Subedi et al., 1992)(Table 1). During 1992, a few packets of IR 44595 were also distributed in the same area. A survey was conducted during 1993 with the objective of studying the effectiveness of 1991/92 Chaite rice IRD program in generating and verifying technologies and also to identify the farmers' criteria for adopting of crop varieties so as to refine future programs.

Table 1: Details of Chaite rice varieties included in the 1991 IRD program
Name of varietyStatus of varietyNumber of households coveredImportant characteristics as recorded in designed experiment
NR 10158-2B-2Pre-released181Plant height 110 cm, yield potential 3.7 t/ha, straw yield 11.5 t/ha and crop duration of 114 days.
IR 28128Pre-released601Short plant stature; 55-80 cm, fine grain; compact grain setting, good yield potential; 4.9 t/ha, straw yield 17.5 t/ha and crop duration of 150 days
IR 13155Pre-released434Plant height 74-105 cm, yield potential 3.9-4 t/ha, medium grain type, difficult to thresh, straw yield 12 t/ha and crop duration of 130-141 days, good cooking quality
Palung-2Released for main season planting 28Tall growing, yield potential 3.5 t/ha, poor seed dormancy, crop duration of 134 days.
Chaite-4Released527Dwarf variety with 54-77 cm height, yield potential 4.7 t/ha, fine grain type, relatively difficult to thresh, straw yield 13 t/ha and crop duration of 134-171 days
IR 32419Pre-released32Relatively dwarf with a plant height of 56-76 cm, yield potential 4.3 t/ha, straw yield 10 t/ha and crop duration of 140-171 days

Sampling frame and sample size

Initial monitoring of the performance of IRD varieties was conducted in 1992 covering 242 households (13.4% of the original 1803 household) from different locations. This formed the basis for the sampling frame for the 1993 study when 92 households were interviewed, taking a 35% (±5%) sample from 242 original households. A proportionate stratified random sampling was used to identify the respondent households. For stratification purposes, the parameter selected was the variety of Chaite rice received by the respondent. Randomization was done within each stratum to select respondents.

Field work and analysis

A formal interview schedule was prepared for collecting information in 1993 and two agronomists, one socio-economist and one Junior Technician (JT) were involved in administering the interview schedule: at least two staff members were involved at each site. The combination of staff members was changed frequently in order to provide opportunities for idea exchange and interaction. It took approximately 20-30 minutes to complete one interview schedule. The field work was performed just before the harvest of the crop, from 22 June to 6 July 1993, and the entire exercise took ten days to complete. The raw data were entered onto the computer using SPSS Data Entry Module, and analysis was performed using SPSS/PC+.

Limitations of the study

The time span within which the survey was conducted turned out to be insufficient to verify all the statements made by farmers. It was not possible to visit farmers' fields at most of the places after the interview, to verify their answers, to foster stronger links with them and to develop their confidence in the process. As the second year study is based on only 5.1% of total IRD sets distributed, the results should be interpreted cautiously.

Findings

General background of the visited area

The study covered 20 Village Development Committees in six districts of the Research Command Area of LARC. All the sites were situated below 1000 masl, where there is potential for growing two to three crops per year.

Three types of land use systems are prevalent in the foot hills and river basins namely; khet, bari and tars. Chaite rice is solely grown on khet (bunded and irrigated terrace) land, however, it interacts with bari (unbunded terraces) and tar (unirrigated flat land) as the crop has to compete for several farm resources with other land use systems.

The surveyed area had a mixed ethnic composition with Brahmin/Chhetri (56.5%), Gurung/Magar (13%), Darai/Kumal (14.1%), Tamang (5.4%) and others (10.9%). About 26% of the respondents owned up to 10 ropani of land (ropani is a local unit of land measurement; one ropani is equivalent to 500m), 32.6% had between 10-20 ropani of land and 33.6% had between 20-30 ropani of land, while only 7.6% had more than 30 ropani of land (Table 2). Irrespective of landholdings, 63% were within the food-surplus category, 22.8% in food-balance group, while 14.1% had food sufficiency for 3-8 months. All of the respondents of the food-deficit group had less than 20 ropani of land, while 33.3% of the food-balance farmers owned up to a maximum of 30 ropani, with only 12.1% of the food- balance group having over 30 ropani of land (Table 2). Information on the land tenure system revealed that out of 92 respondents 20 share-in land while 9 rent-out their lands.

Table 2: Food sufficiency level as influenced by size of landholding (# of respondents)
Food situationSize of holding (ropani)Total
up to 1010-2020-30>30
Food surplus
Food balance (food lasts for one year)
Food last for 3-8 months
10
5
9
17
9
4
24
7
-
7
-
-
58
21
13
Total243031792

Information on the sources of income in relation to landholding was also collected. The major source of income reported by the respondents was the sale of agricultural commodities. The proportion of farmers deriving income from this source increased with the increase in size of holding. People with small landholdings were found to engage more in off-farm labor and other activities as compared to farmers with larger holdings.

Farmers' attitude to IRD varieties for agronomic practices

The study investigated general crop husbandry practices adopted by the farmers for the existing Chaite rice varieties and for those distributed under IRD program.

The survey found that, in a majority of cases, the varieties distributed under the IRD program were treated in a more or less similar manner as the local varieties. Out of 92 respondents, 67% grew the IRD varieties on average fertility plots and on the same piece of land as was used for their local varieties. Seventy-nine percent of farmers applied the same level of organic and inorganic fertilizers. In 25% of cases, farmers grew IRD varieties on a better piece of land, while more organic manures and/or chemical fertilizers were applied only by 15% farmers. The majority of farmers (89%) planted the IRD materials at the optimum planting time and provided almost identical numbers of irrigation sessions both to local and IRD varieties (70.7%), while 19.6% of farmers provided above average irrigation. This pattern was similar for weeding and for the application of plant protection chemicals (Figure 1).

Figure 1: General husbandry practices adopted by the farmers for IRD varieties ralative to local cultivars.

However, it is common for farmers to screen the new/exotic varieties under adverse conditions (poor soil fertility, problematic soil or shady areas) during the first year of testing. As they gain confidence with the varieties, they treat them as they treat the local cultivars (Sthapit et al., 1995). These findings show that the production environment of Chaite rice is less diverse than that of other crops.

Farmers' perception of varietal performance

The majority of farmers reported that the plant height of IRD varieties is the same or less than that of existing varieties (Figure 2). Farmers observations are in agreement with the results of on-station experiments as the most widely grown Chaite rice variety, CH-45, is the tallest variety so far available. However, a few farmers also reported that new varieties were taller than CH-45 (Figure 2). Respondents were correct in their observation that new dwarf types of rices need a higher fertility status; improved varieties planted on poor sites did not perform well.

Figure 2: Farmers' perceptions of the plant height of IRD varieties relative to local cultivars

Responses collected for the maturity period of Chaite rice varieties show general agreement with the on-station results as most of the new entries are earlier or similar to CH-45 (Figure 3). In general, farmers need an early rice variety with a maturity period of around 150 days. Late varieties do not fit in a multiple cropping pattern, while early varieties suffer from rodents, birds and insect pest damage. The majority of respondents (65-100%) clearly identified that the IRD varieties (semi-dwarf varieties) were higher yielding as compared to farmers' locals. For example, some farmers harvested five moori (moori is a local unit for volumetric measurement of food grains; one moori of rice is equivalent to 48.8 kg) from one ropani of land where a local variety could have produced only two moori.

Figure 3: Maturity period of IRD varieties as perceived by respondents

Out of the 17 farmers who grew IR 13155, 12 (71%) reported that it was high yielding. Similarly, responses in favor of IR 10158, IR 28128, Chaite-4, and IR 44595 in terms of grain yield were 67, 69, 65 and 100 percent, respectively (Figure 4).

Figure 4: Grain yield of varieties as perceived by respondents

Post harvest characteristics, such as grain type, milling recovery, cooking quality, increase in volume of Bhat (cooked rice) on cooking, and quality of Bhat (less sticky and sustaining for long periods during hard work) are considered very important for a rice variety to be suitable for wide adoption. However, most of the respondents replied that they were not fully aware of the milling recovery and taste of cooked rice from the IRD varieties. This is not unusual as the evaluation of these parameters needs a large volume of rice for repeated testing and verification. Farmers also could not exactly recall the threshing problems associated with different Chaite rice varieties. The verification of this parameter is also limited due to the small amount that was grown.

Adoption level of Chaite rice varieties

The results of the study, based on 242 responses collected during the second year of growing rice entries from six districts, revealed that the preference level for Chaite rice variety varied, although all the entries were distributed across the locations (Table 3). Farmers' preference for tested chaite rice varieties and their willingness to continue to grow the same varieties in the following year were also studied. The willingness to continue the variety was cross-checked by asking whether they saved seed for the next season's planting. Based on the responses, particularly on the saving of seeds and willingness to grow the same variety again, responses were coded as 'adopted' or 'do not wish to continue growing the variety', i.e., rejection. Farmers who could not give a definite answer were classified as undecided. However, it was found that many farmers wanted to replace their existing early rice variety CH-45 because of its declining production potential. In most cases, new rice entries replaced existing varieties and new entries to some extent, while the overall increase in area under Chaite rice was quite low. This may be due to the need for diverse types of Chaite rice.

The study tried to identify the level of adoption of Chaite rice varieties after farmers had tested them for two years and were growing them for a third. Farmers' familiarity with the names of the rice varieties distributed under IRD program was considered one of the indicators for farmers' awareness. In the study, only 23% of the respondents could correctly recall the names of the improved Chaite rice varieties when they were compared with local cultivars. Of these, 18% were food-surplus farmers, about 5% were food-balance farmers, while there were none from the food-deficit group. The study found that 37% of farmers surveyed were still growing the IRD varieties during the third year, whereas 63% had discontinued or did not wish to continue to grow them.

The report of the Samuhik Bhraman on Chaite rice revealed that a total of 2590 ha of land were covered by the crop in the survey area and 98% of Chaite rice in the same area was covered by a single variety CH-45 (Sthapit et al., 1990). An interesting finding is that IRD has offered varietal choice to early rice growers. In a period of three years, at least four pre-released varieties have been adopted by the farmers, though to varying degrees. It would be highly unlikely in the formal system for farmers to get seeds of pre-released varieties before the minikit stage i.e. within 10 years from the time of crossing. The IRD program has been successful at least in its objective of offering choice and enhancing the varietal diversification process.

The study tried to correlate expressed willingness and actual adoption levels of farmers. Though 58% expressed their willingness to continue with the Chaite rice varieties during the second year, only 37% eventually adopted those varieties (Table 3). However, this is not unusual as the preference judgements of farmers were based on just one year of experience and they were interviewed when the second crop was still in the field; they were unaware of post-harvest characteristics. The survey revealed that three seasons testing is not enough to allow farmers to evaluate post-harvest parameters such as milling recovery, taste as bhat and other qualitative factors.

Table 3: Preference and adoption level of different Chaite rice varieties
VarietiesNumber of households 1992Number of households 1993
SurveyedWilling to continueSurveyedAdopted
IR 13155
NR 10158
IR 28128
Chaite-4
IR 44595
Unidentified varieties
68
34
73
55
8
0
41
20
51
20
8
0
17
12
26
23
4
10
8
5
6
6
4
5
All2381409234

In general, the gap between the percentage of households "willing to continue" during the second year and those who have actually "adopted" during the third was similar in most cases, except for IR 28128 (Figure 5). The high level of rejection for IR 28128 was due to its poor cooking quality and taste, and low milling recovery because of high broken rice. In addition to these quality traits, the variety was a dwarf, which makes it difficult for carrying and threshing operations. The adoption level of the formally-released Chaite-4 is also low (Figure 5). Most of the deficiencies of Chaite-4 are similar to those of IR 28128. Farmers also reported that these varieties do not perform well at low fertility sites and are relatively late maturing.

Figure 5: Comparative study of farmers' preference (1992) and adoption level (1993) of Chaite rice varieties

IR13155 and NR 10158 had above 40% adoption which is clearly because of several relative advantages of growing these two varieties (Table 3). For example, NR 10158 is an early maturing variety and vegetable growers prefer this as it provides more time to grow winter vegetables. IR 13155 has good cooking qualities in addition its tall plant height and high yield. The reasons given for preferring varieties were mainly for their early and uniform maturity, compact grain setting, long and attractive panicles, high tillering, non-lodging characteristics and tolerance to disease.

The study found that farmers are experimenting with different Chaite rice varieties and, as a result, varietal replacement is common. Some of interesting examples from the study are as follows. Khem Narayan Kafle of Dhanubase Syangja was impressed with the performance of IR-44595 and adopted it, replacing IR-28128. He felt IR 44595 variety was high yielding, with longer seed dormancy, long and slender grains and long panicles. Conversely, farmers of Jholuengephant Gorkha rejected IR-44595 for its very poor cooking quality and high percentage of broken rice, as long grain rices break when milled in local rice hullers. IR-28128 variety was preferred by Top Bahadur Kumal of Gorkha and Dil Kumar Malla of Manahare, Tanahun, while Karunakar Pokhrel and Hari Prasad Pokhrel of Ganeshpur dropped the same variety because of its short straw height, low straw yield, and late maturity. The straw height of Chaite rice is important not only from the straw yield point of view, but also to ease threshing and carrying operations. Dwarf varieties such as IR-28128 are preferred only in high fertility conditions, where lodging of local varieties is a problem.

Lok Nath Sapkota of Ganeshpur Syangja and Damodar Sharma Baral dropped Chaite-4 because of its poor threshability, poor heading and high sterility, while the same variety was adopted by the farmers of Sepabagaincha and Yampaphant. The same farmer was aware of the IR-13155 variety, which was also distributed in the same village and planned to acquire seeds and adopt it.

Laxmi Adhikari, a female farmer at Sepabagaincha, and Nar Bahadur Ale, Huwas, had adopted IR-13155, replacing their existing variety CH-45. They saw IR-13155 variety as higher yielding, having a maturity suitable for multiple cropping, safe from shattering and having a good cooking quality. The variety also replaced IR-28128 at Bhoteodar because its high grain yield, tall plant height and good taste. However, the IR 13155 variety was initially not preferred by the farmers of Yampaphant where labor is constraining; it is difficult to thresh in spite of its high yield potential and good cooking qualities. Yet this variety was preferred by the farmers at Bhoteodar, Ganeshpur, Sepabagaincha, Huwas and near Damauli, the main reason being its high yield potential. Here farmers suggested that labor is not as important a constraint as land is and therefore they were willing to put some more labor on threshing IR 13155 to get some extra yield.

This information indicates the need for varietal diversification in Chaite rice, for which the IRD program strives. The high utility of IRD program is also demonstrated by these illustrations. The study revealed that farmers' choices of Chaite rice varieties varied within and between locations. This finding has clearly indicated that any one variety is highly unlikely to fulfil the diverse needs and preferences of farmers. The varying levels of adoption and rejection of chaite rice varieties also suggested the suitability of different rice varieties in different cropping patterns and socioeconomic conditions. Rural people are local experts and keen observers (Prain, 1993) and they study carefully different components of any new technology before adopting it. This is particularly true in a subsistence farming situation where different traits influence the adoption of a particular variety significantly. When choosing different crop varieties, farmers have specific criteria in mind (Sthapit et al, 1991) and are convinced only after thorough verification of them. The findings of this case study are very much in line with the observations of other researchers and this gives basic information needed in the research process.

Influence of socioeconomic factor in varietal adoption

The adoption level of Chaite rice varieties was further analyzed on the basis of food-sufficiency level. Of the 29 farmers who were interested in continuing the IRD varieties, 48% farmers were of the food balance group, 37% from the food surplus group and only 15% farmers from food deficit group. While a higher percentage of early adopters comes from food-surplus and food-balance group, this cannot be generalized for other crops where production systems are more diverse than that of Chaite rice. It is noteworthy that rejection of IR 28128 and Chaite-4 was most common among surplus farmers as compared to IR 13155, unidentified varieties and IR 44595, whereas no clear trend was shown by the food-balance group (Figure 6).

Figure 6: Adoption level of different Chaite rice varieties across food sufficiency category

The varying level of adoption across food-sufficiency categories for different Chaite rice varieties indicates that any one variety cannot fulfil the varied requirements and therefore varietal diversification is IR 44595 had the highest level of adoption which was based on just one year of testing. Again, the sample was small and conclusions should be interpreted cautiously.

The association between landholding and adoption of Chaite rice varieties was similar to that of the food- sufficiency level. As the size of holding increased, farmers generally showed interest in testing new varieties, as they can bear more risk. The level of bearing such risk and eagerness to test new varieties was generally found to be low with food-deficit group having landholdings of 10 ropani or less. Similar information was also obtained for the interaction between level of income and varietal adoption. However, no clear trends emerged from the interaction between family size and level of adoption.

The role of gender in variety selection and adoption

The study also tried to understand the role of gender in decision-making for varietal selection and adoption; it was found that the issue is very much influenced by the type of community. For example, in the Tamang community of Gorkha, women were found to have more say in the process while the opposite was true in case of Kumal community of same district in the neighboring village. A few common questions were asked both to male and female farmers; for example, the number of varieties to be distributed to each farmer under such IRD programs, the time of seed distribution, and any other suggestions which would help to improve the overall program of farmer participatory variety testing. The majority of farmers were in favor of having more than one variety. Irrespective of sex, 44% wished to have two varieties in the set, 25% preferred to have three, while 21% of farmers wanted only a single variety of Chaite rice at a time. The majority of female respondents expressed their willingness to test two to three varieties at a time. During discussions, it became clear that farmers wanted to compare their local chaite rice variety with at least two or more varieties, which would make the process of comparison easier. This was felt multiple testing necessary in case one variety failed, for whatever reason. This could be achieved by reducing the number of farmers per site and increasing the number of varieties per farmer.

The majority of respondents (95%) liked the idea of testing a small quantity seed of new Chaite rice varieties on their own farm. A total of 87% respondents expressed their willingness to participate in such a program, even if they encountered failures, as they believe that this type of program is an avenue for new technologies and new ideas. However 9% of the respondents were not willing to participate in this program, while 4% did not give any opinion.

Extension of Chaite rice varieties distributed under IRD

The effectiveness of IRD program in technology verification and dissemination process was also studied. Since IRD varieties are tested under farmers' real situations, selection of an unsuitable variety is less likely. There is a greater chance of adoption of varieties selected from an IRD set and the spread of such varieties through farmer-to-farmer network should be quicker as farmers' information networks are considered to be very strong. It was also supposed that farmers would know about the new Chaite rice varieties distributed in their villages. The study showed that about 57% of the farmers were aware of other Chaite rice varieties distributed in the village, 41% were not aware about other varieties, while about 2% did not respond. Interestingly, all the farmers who were aware of other varieties reported that they had asked for seed from their neighbors in order to try them the following year. This suggests that farmer-to-farmer seed exchange could be enhanced through this approach, particularly in case of self-pollinated crops.

Another indicator was used to assess the contribution of the IRD program to the variety dissemination system through a farmer-to-farmer seed exchange network. Women farmers play a particularly significant role in this. Varieties are disseminated both in the form of seed and seedlings. It is a custom to provide a gift of a certain breed of animal or seed of popular variety to relatives. This particularly can happen when a newly married daughter goes to her husband's house (Joshi, 1995). In the survey, it was found that when ladies visited their parents they were gifted seeds or seedlings of new Chaite rice varieties. This general trend of spread of seeds was further analyzed on the basis of the food supply situation. Surplus farmers were the main people who distributed seeds to other farmers, though some amount of seed was also distributed by food-balance and food-deficit farmers, but mainly within the same village (Figures 7 and 8).

Figure 7: General pattern of seed flow through IRD

Figure 8: Distribution of IRD varieties by different food-sufficiency categories

These findings show that the IRD program is serving its objective of disseminating farmer-preferred rice entries through farmer-to-farmer networks and addressing the diverse needs of different categories of farmers. A number of new Chaite rice entries have spread to the area through this program, even in a limited area where CH-45 is still the predominant variety. Therefore, it has helped to promote genetic diversity.

Achievements of IRD

Initially, the IRD was conceived as a small-scale variety testing and dissemination program, complementary to the on-going research activities for arable crops. Gradually, the approach got wider acceptance in different disciplinary sections of LARC. Now the approach has already been institutionalized as one of the important tools for the outreach research programs for field crops, horticultural crops and livestock technologies. The most important contribution of this farmer participatory approach has been in influencing the outreach research approaches of LARC. It has been instrumental in identifying the complexity of the research outreach program. Previously, outreach programs conducted by LARC consisted principally of researcher-designed experiments. However, the IRD approach has been able to demonstrate the weakness of the formal system in that researcher-recommended varieties have not been doing as well as expected. The IRD approach is also accepted within extension system and it no longer can be regarded as an informal system. It is interesting to note that some of the livestock species such as rabbit are also made available to the farmers through this approach. The usefulness of IRD program is well documented in different LARC publications (Gurung and Floyd, 1991; Gurung and Amatya, 1992; Kadayat et al, 1991). The approach is considered as one of the strengths of LARC's research approaches.

Shortcomings of IRD

IRD materials are reported to perform well under only specific conditions as these are not bred and selected for wide adaptation. There may be a lack of adequate seed stock of some of the varieties spread through IRD as these may not have been promoted through the formal system (Kadayat et al., 1991). IRD is also criticized because it may increase the chance of introduction of new diseases and pests in the area, as materials flow freely from one village to another and screening for disease tolerance by farmers is less likely. Again, long pedigree names of test entries are also difficult for farmers to remember and use in day-to-day operations. The main source of feedback to research and extension system from IRD is only in the form of monitoring large scale IRD in remote areas. There is still a lack of proper feedback to the formal system so that the technologies/varieties preferred by the farmers for different production environments can be promoted in a more organized manner. Again, because of the lack of a flexible seed regulatory system in the country, it is difficult to offer the benefit of farmer-preferred varieties to a large number of the farmers.

Discussion

This case study has tried to analyze whether or not the IRD approach has addressed the issue of varietal diversification through the testing and identifying of relevant varieties for Chaite rice. The study found a number of pre-released varieties being spread in the village and replacing the existing variety, however, in a few instances, variety replacement was found even among the pre-released varieties as well. This information suggests that the approach is completely farmer participatory and that it is helping to promote varietal diversification at the on-farm level.

Varietal diversification is a sensible precaution for risk aversion in a rainfed and low external input agricultural system. Popular wisdom tells us that "betting on more than one horse reduces the risk" (Noordwijk and Andel, 1988). The study had clearly shown that varietal choice between the locations varied greatly, with choice largely being governed by the post-harvest qualities and utilities of Chaite rice. The IRD program has been successful in its objective of enhancing varietal diversification, as in a short period of three years, four pre-released varieties have been adopted by a considerable percentage of surveyed household.

Different characteristics of a particular variety, such as maturity period, straw height, grain quality, its adaptability to moderate or low fertility conditions, are the factors affecting adoption. Of the socioeconomic factors, tenancy system, size of holding, and food-sufficiency level are important. Many agricultural scientists believe that science-based knowledge and local knowledge system must be optimized in the agricultural research and development process (Haverkort, 1991; McCall, 1987) to make the program successful.

Unlike most of other on-farm testing exercises, the IRD program is run on the basis of farmers' participation, e.g., in variety testing, selection, maintenance and dissemination. Selection of inappropriate varieties or technologies by an individual farmer is less likely as all cultural practices such as land preparation, time of planting, use of organic or inorganic fertilizers, irrigation, weed management, harvesting and threshing are done by the farmer, without giving any special consideration to the new varieties. This also increases the chances of adoption of technologies selected from an IRD set, and the farmers' network of information and seed exchange is very strong, cost-effective, and is more stable than government organized services. At the same time, grassroot-level institutions such as seed growers, vegetable growers' association and such other groups should be mobilized for the cause of IRD--due to its effectiveness.

The problem of the slow and hierarchical process of varietal dissemination can be overcome by IRD programs, as promising varieties of crops can be distributed to farmers from the F7 stage onwards. This reduces almost by half the time otherwise required in a formal system, and is also a big saving in time and research effort.

The study of the different practices and treatments given by farmers to the cultivation of IRD varieties shows that there is not much difference between new varieties tested under IRD and local varieties in terms of manuring, time of planting and other cultural operations. Regarding the adoption level of Chaite rice varieties by farmers, it was noted that the actual adoption of the new technology depends upon numerous factors, and farmers are reluctant to adopt any new variety on a large scale in a short period of time. A minimum of four or five years was suggested to be appropriate for assessing the effectiveness of any such program.

Conclusions and recommendations

The IRD approach has contributed in developing locally adapted and suitable technologies through a decentralized technology testing process. Moreover, the IRD program operates on a minimum of staff time, the only involvement being planning, preparation and distribution of seed packets, and the monitoring of varieties. It began as a complementary process to the formal system and is enhancing the process of variety testing and dissemination through farmers' real participation. Based on these principles, the program should be cost-effective and sustainable.

  1. Based on survey findings, IRD has been found as an effective tool for: (a) offering varietal choice to farmers: several pre-released Chaite rice varieties have spread in the study area through this approach; (b) on-farm level variety testing and dissemination, (c) decentralized selection. Farmers are participating in the testing of advanced rice lines and experimenting with them on their heterogeneous fields. Farmers are willing to participate in such a program; therefore the approach should be continued in future. IRD allows farmers to evaluate technologies under a range of abiotic and biotic stresses not normally well-represented in the formal research system.

  2. Varietal adoption does not only depend on biological yield, but also on a number of equally important quality characteristics. Consideration should be given to all the factors when developing new crop varieties, including indigenous knowledge systems.

  3. To develop IRD as a fully farmer participatory program, seed packets of different crop varieties should not be distributed. Instead, farmers should be given the opportunity to choose from among available varieties. Include two to three diverse types of varieties per farmer to make the process of comparison easier.

  4. The objective of the IRD should be clearly stated to farmers before distributing the seed packets. Similarly, giving farmers a quick overview of the salient features of the crop varieties would help farmers choose the right type of material.

  5. The farmers' network of information and seed exchange is stable and more cost-effective and should be strengthened. The spread of IRD varieties through the farmer-to-farmer network has been effective. Women farmers have been identified as the important agents in spreading the seeds from one village to another and therefore should be made more aware of this type of program. Women farmers should also be involved in variety testing and verification, as they are more aware of the post-harvest handling aspects of the crops.

  6. Improved record keeping is needed of participating farmers so as to monitor the farmer-to-farmer exchange of seed and adoption or rejection of a particular variety.

References

Crop Science Section (CSS), 1990. Program paper. Lumle Agricultural Research Centre, Nepal.

Gurung, H.B. and C. N. Floyd, 1991. Farming systems research and development: experience of Lumle Regional Agricultural Research Centre. Seminar Paper No. 30/91.

Gurung, H.B. and L.K. Amatya, 1992. Farmers participation in hill farming systems research and extension: experience of Lumle Regional Agricultural Research Centre. Seminar Paper No. 1992/20.

Haverkort, B., 1991. Farmers experiments and participatory technology development. In B. Haverkort, J. Vander Kamp and A. Waters-Bayer, eds., Joining Farmers Experiments: Experience in Technology Development. London:International Technology Publications.

Joshi, K.D. and B.R. Sthapit, 1990. Informal research and development (IRD): a new approach to research and extension. Discussion Paper 4/1990, Lumle Agricultural Research Centre, Nepal.

Joshi, K.D., C.B. Budhathoki, R.B. Rana, T.B. Gurung, H.P. Devkota, B.R. Sthapit, and K.D. Subedi, 1993. Rice Varietal Improvement Report. Working Paper No. 94/44.

Joshi, K.D., 1995. Seed regulatory frame works: Nepal, participatory and other alternative approaches to seed production and distribution in Nepal. A consultancy report prepared for Overseas Development Institute (ODI), London (draft).

Kadayat, K.B., E. Kiff, K.D. Joshi, and B.R. Sthapit, 1991. Extension implications of farmer participatory research. Seminar Paper No. 10/91. Paper prepared for Extension Research Workshop at Lumle Agricultural Research Centre 13-14 December, 1990.

Kadayat, K.B., K.D. Joshi, R.K. Kadariya, and S.P. Bhattarai, S.P., 1992. Research outreach program: experience of Lumle. Seminar Paper No. 3/1992.

Khatiwada, S.P., D.N. Chaudhari, B.P. Shah, A.K. Vaidya, K.P. Dhungana, and Y. Thakur, 1990. Varietal evaluation for double rice cropping. Paper presented at Fourth Summer Crops Workshop and Research Program Planning, February 4-9, Parwanipur, Nepal.

McCall, M. 1987. Indigenous knowledge systems as the basis for participation: East African potentials. Working paper No. 36, Enchede Technology Development Group, University of Twenley.

Noordwijk, M.V. and J.V. Andel, 1988. Reduction of risk by diversity. ILEIA 4 (No. 4):8-9.

Prain, G.D, 1993. Local knowledge and global resources: user participation and crop germplasm research. Indigenous Knowledge and Development Monitor, 1 (No. 2) Special Issue.

Regmi, P.P, 1986. National wheat report 1985/86. Research accomplishments and development strategy. Paper presented at First Wheat Working Group Meeting, September 1-3. Siddharth Nagar, Nepal.

Rhoades, R. and A. Bebbington, 1988. Farmers who experiment: An updated resource for agricultural research and development. Paper presented at the International Congress on Plant Physiology, New Delhi.

Sthapit, B.R., B.K Dhital, H.B. Gurung, H.B., J.L. Jyoti, K.B. Kadayat, S.P. Khatiwada, D.N. Manandhar, R.R. Pandey, P.M. Pradhanang, A.L. Shah, D.N. Shah, G.L. Shrestha, and B.P. Tripathi, B.P., 1990. Findings of Chaite rice Samuhik Bhraman. Farmers practices and problems and need for future research. Working Paper No. 15/1990.

Sthapit, B.R., K.D. Joshi, and J.R. Witcombe, 1995. Farmer participatory high altitude rice breeding in Nepal: providing choice and utilizing farmers expertise. LARC Seminar Paper (forthcoming) (and this volume).

Subedi, K.D., K.D. Joshi, K.B. Kadayat, M. Subedi, J.P. Jaiswal, R.B. Rana, and L.K. Amatya, 1992. Lumle Rice Research Report 1991. Seminar Paper No. 5/92.

Footnotes:

1 The authors are, respectively, Agronomist/Breeder, Assistant Socio-economist, Agronomist, Outreach Agronomist and Senior Rice Breeder, Lumle Agricultural Research Centre. (See 'participant list' for full address.) The authors are thankful to all the participating farmers in different parts of the LARC Research Command Area, who contributed to making the approach successful. We are grateful to Dr. C.N. Floyd, Research Advisor, Mr. A. Vaidya, Socio-economist and Mr. R.R. Pandey, Entomologist for their valuable comments and advice on the manuscript and to Messrs Tika Karki and Shova Ram Devkota of Crop Science Section for their technical assistance. Our thanks to Drs. M. Loevinsohn and L. Sperling, IDRC, New Delhi and Dr. P.E. Harding, Director of LARC for supporting us in the seminar. Messrs Yam Gurung, R. Shrestha and K. Chhetri are gratefully acknowledged for word processing.

Lumle Agricultural Research Centre is funded by the Overseas Development Administration (ODA) of the British Government, and works in close collaboration with His Majesty's Government of Nepal (HMGN). The support of both governments is gratefully acknowledged. (BACK)

2 Chaite rice is the rice culture grown in lower altitude areas witwhere there are assured irrigation facilities. It is seeded in February, transplanted in the Nepali month of Chaite (March/April) and harvested before mid July. The crop is also known as Judi Dhan/Hiunde Dhan. (BACK)







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